We help domestic and international financial service providers including responsible entities, trustees, investment managers, distributors, custodians and other service providers, stay ahead of continual regulatory changes.
We are actively engaged with the Treasury's ongoing review of the managed investment scheme laws as well as other regulatory reviews.
Our leading practitioners offer extensive experience advising on a wide range of financial products and funds management matters. Our experience covers both transactional and regulatory matters and includes:
- advising on structuring products and transactions
- advising on regulatory, compliance and licensing issues
- drafting offer documents, such as product disclosure statements, prospectuses and information memoranda
- drafting and negotiating constitutions, trust deeds and management agreements
- dealing with ASIC and the ASX.
Work highlights
PIMCO
A number of financial services regulatory matters and contractual negotiations.
Macquarie
A range of matters, including AMIT amendments to be made to the constitutions of their registered schemes.
US and UK Foreign Fund Managers
Registering with ASIC to obtain an exemption from holding an Australian financial services licence.
Atlas Infrastructure
Regulatory, licensing and contractual matters relevant to its listed infrastructure investment business.
AllianceBernstein
Roll-over of the disclosure documents for interests in several funds.
Capstone Investment Advisers
Australian financial services regulatory issues, including AFS licensing requirements.
