Helping you stay ahead of continual regulatory changes.
We advise Australian and foreign fund managers across all asset classes on how to stay ahead of the continual regulatory changes in Australian financial services regulation, such as the latest FoFA developments, look through reporting requirements and AFS licensing requirements.
We're experts on all aspects of funds management and financial services regulation covering major investment vehicles and asset categories. Our advice extends to legal issues connected to investment vehicles, platforms and fund managers themselves.
Our team has experience advising on the full spectrum of arrangements for structured, alternative, listed and unlisted, domestic and cross border structures, products and platforms, including:
Advised on a range of matters, including the establishment of registered schemes.
Acted on the establishment of a Performance Bond Fund and related financing issues.
Advised entities in Macquarie Asset Management on a range of matters, including AMIT amendments to be made to the constitutions of their registered schemes.
Advised the Australian licenced PIMCO entities on a number of financial services regulatory matters and contractual negotiations.
Advised several US and UK regulated fund managers on registering with ASIC to obtain an exemption from holding an Australian financial services licence.
Ranked for investment funds
"They perform very well and one thing I'd emphasise is that they're very responsive"
"They're very good, they have a high level of technical knowledge so I trust that they know the law"
"They have capabilities across a range of areas and we have used them for financial product structures and offer documentation. For us, their main strength is in managed investment scheme work, where I have never dealt with another firm as capable"
"They have provided a top-notch service and they have always been very responsive. The advice they provide is practical, accurate and framed in the commercial context. They have taken the time to get know our business intimately, which has inevitably improved the quality of advice we received"
On 20 December 2021, the Department of the Treasury of the Australian Government released the Treasury Laws Amendment (Measures for Consultation) Bill 2021.
On 29 October 2021, the Australian Securities and Investments Commission (ASIC) released Information Sheet 225: Crypto-assets (INFO 225) to provide guidance on the application of the Australian...
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